SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
PITNEY BOWES INC /DE/
[ PBI ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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VP, Chief Accounting Officer
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3. Date of Earliest Transaction
(Month/Day/Year)
09/06/2024
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
09/06/2024 |
|
M |
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11,881 |
A |
$0.00
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97,188 |
D |
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| Common Stock |
09/06/2024 |
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F |
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3,783 |
D |
$6.58
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93,405 |
D |
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| Common Stock |
09/06/2024 |
|
M |
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3,805 |
A |
$0.00
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97,210 |
D |
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| Common Stock |
09/06/2024 |
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F |
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1,212 |
D |
$6.58
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95,998 |
D |
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| Common Stock |
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1,406 |
I |
by 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Unit |
$0.00
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09/06/2024 |
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M |
|
|
11,881 |
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|
Common Stock |
11,881 |
$0.00
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0.00 |
D |
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| Restricted Stock Unit |
$0.00
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09/06/2024 |
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M |
|
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3,805 |
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Common Stock |
3,805 |
$0.00
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0.00 |
D |
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| Explanation of Responses: |
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| Remarks: |
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Elisabeth Weinberg, attorney in fact for Joseph R. Catapano |
09/10/2024 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
Know All By These Present, that the undersigned
constitutes and appoints Elisabeth Weinberg,
Helen Matchett, and Michael Queally and each of them
acting Individually, as true and lawful attorneys-
In-fact and agents, with full power of
substitution and resubstitution, for the
undersigned and in the undersigned's name, place
and stead, in any and all capacities, to:
(i} Sign any Forms 3, 4 and 5, and any and all
amendments thereto, in accordance with Section
16(a} of the Securities Exchange Act of 1934
("Exchange Act") and the regulations
thereunder; and
(ii} File such Forms 3, 4, 5, or amendments
thereto, and all documents in connection
therewith, with the Securities and Exchange
Commission and any applicable stock exchange.
The undersigned further grants unto said attorneys-
in-fact and agents, and each of them, full power and
authority to do and perform each and every act and
thing requisite and necessary to be done with
respect to the filing of Forms 3, 4 and 5 or any
amendments thereto as fully to all intents and
purposes as the undersigned might or could do in
person, hereby ratifying and confirming all that
said attorneys-in-fact and agents or any of them, or
their substitute or substitutes, may lawfully do or
cause to be done by virtue hereof.
The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at
the request of the undersigned, are not assuming any
of the undersigned's responsibilities to comply with
Section 16 of the Exchange Act.
This Power of Attorney and authorization shall
remain in effect until the undersigned files with
the Securities and Exchange Commission a notice of
revocation of this Power of Attorney by attaching
such notice to the undersigned's Form 3, Form 4 or
Form 5.
Executed on this 30th day of August 2024.
Joseph Catapano
